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Carlos Eduardo Marquez

Wells Fargo Clearing Services, LLC

Denver, CO

Arvada, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-01-01
  • CO RA
    APPROVED
    Since 2022-01-01

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

7375 W 52Nd Ave, Arvada, CO 80002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Lakewood CO 09/2021 Present
Wells Fargo Bank, Na Lakewood CO 01/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-29
  • S66 Uniform Combined State Law Examination
    2021-12-29
Other Names
  • Carlos Eduardo Marquez
  • Carlos E Marquez

View on SEC IAPD

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