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7021 Kewanee Ave 4-102, Lubbock, TX 79424 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-30 |
Branch Locations
3300 North A Street Building One, Suite 108, Midland, TX 79705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hd Vest Investment Services | Midland | TX | 06/2015 | 06/2017 |
| Hd Vest Advisory Services | Midland | TX | 07/2015 | 06/2017 |
| Basin Wealth Management, Llc | Midland | TX | 01/2016 | 08/2017 |
| Zahir Noormohamed Pc | Midland | TX | 07/2016 | 01/2017 |
| Mml Investors Services | Midland | TX | 06/2017 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2018 | 02/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2018 | 02/2021 |
| Unemployed | Midland | TX | 09/2017 | 12/2017 |
| Amicus Financial Advisors, Llc | Lubbock | TX | 03/2021 | Present |
1. Fannin Terrace Baptist Church/not investment-related/2800 MOGFORD ST, MIDLAND, TX, NIR - 40 hrs./month, 5 during trading hours. Business Administrator, Assist Treasurer with insurance, employer duties, etc. 2.BASIN WEALTH MANAGEMENT LLC, 2103 WWHITNEY DR, MIDLAND, TX, 1/2016/DBA Name/INV REL - 5/MO - 0/TRADING. 3.Derek Robinett PLLC/2103 WHITNEY DR, MIDLAND, TX, 5/2017. INV REL - 30 hours/WK, 30 during trading hours. Offer tax preparation, tax planning, and small business advisory services. 4. MORRIS, HOLMQUEST & TIDWELL PLLC/3300 NORTH A STREET, BLDG ONE, STE 108, MIDLAND, TX, CPA/ENROLLED AGENT/TAX PREP, ACCOUNTING SVCS, 01/01/20, NIR, PARTNER, 5/WK- 5/TRADING 5. Insurance license/investment-related/Midland, TX/insurance agent/April 2005/approximately 10 hours per month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-07-08 |
| S66 | Uniform Combined State Law Examination | 2005-04-15 |
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