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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-08-22 |
| TX | RA | APPROVED | 2023-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gulfcoast Bank/Lpl Financial | Abbeville | LA | 05/2021 | 08/2023 |
| Transamerica | New Iberia | LA | 11/2012 | 06/2021 |
| Lpl Financial Llc | Lafayette | LA | 09/2021 | 08/2023 |
| J.P. Morgan Securities Llc | Hammond | LA | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Hammond | LA | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-19 |
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