James Mack Cunningham

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-07-19
SC	RA	APPROVED	2023-07-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
First Citizens Bank	Spartanburg	SC	08/2021	05/2022
Presbyterian College	Clinton	SC	08/2015	05/2019
Mass Mutual	Charleston	SC	01/2020	06/2020
Brooks Brothers	Myrtle Beach	SC	06/2019	02/2020
Walmart	Myrtle Beach	SC	05/2020	03/2021
707 Indoor Shooting Range	Myrtle Beach	SC	11/2020	03/2021
Costco Wholse-Sale Co	Myrtle Beach	SC	03/2021	06/2021
707 Indoor Shooting Range	Myrtle Beach	SC	06/2021	07/2021
Wells Fargo Clearing Services, Llc	Charlotte	NC	06/2022	06/2023
Wells Fargo Bank, Na	Charlotte	NC	05/2022	06/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Myrtle Beach	SC	06/2023	Present
Bank Of America, N.A.	Myrtle Beach	SC	07/2023	Present

08/2021 → 05/2022

First Citizens Bank

Spartanburg, SC
08/2015 → 05/2019

Presbyterian College

Clinton, SC
01/2020 → 06/2020

Mass Mutual

Charleston, SC
06/2019 → 02/2020

Brooks Brothers

Myrtle Beach, SC
05/2020 → 03/2021

Walmart

Myrtle Beach, SC
11/2020 → 03/2021

707 Indoor Shooting Range

Myrtle Beach, SC
03/2021 → 06/2021

Costco Wholse-Sale Co

Myrtle Beach, SC
06/2021 → 07/2021

707 Indoor Shooting Range

Myrtle Beach, SC
06/2022 → 06/2023

Wells Fargo Clearing Services, Llc

Charlotte, NC
05/2022 → 06/2023

Wells Fargo Bank, Na

Charlotte, NC
06/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Myrtle Beach, SC
07/2023 → Present

Bank Of America, N.A.

Myrtle Beach, SC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-16
S63	Uniform Securities Agent State Law Examination	2021-10-29

Other Firms