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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-05-03
  • OH RA
    APPROVED
    Since 2026-05-03

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Circleville, OH • United States

Circleville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2021 07/2024
Garver Asset Protection Columbus OH 10/2020 08/2021
Doordash San Francisco CA 02/2020 10/2020
St Moritz Security Services Worthington OH 10/2019 03/2020
Pickaway Area Shooting And Self Defense Services Stoutsville OH 08/2010 Present
Alvis 180 Chillicothe OH 10/2017 04/2018
The Prudential Insurance Co. Of America Stoutsville OH 07/2024 11/2024
Pruco Securities, Llc Stoutsville OH 07/2024 11/2024
Lpl Enterprise, Llc Metairie LA 11/2024 06/2025
Lpl Financial Llc Circleville OH 04/2026 Present
  • 09/2021 → 07/2024
    St Louis, MO
  • 10/2020 → 08/2021
    Garver Asset Protection
    Columbus, OH
  • 02/2020 → 10/2020
    Doordash
    San Francisco, CA
  • 10/2019 → 03/2020
    St Moritz Security Services
    Worthington, OH
  • 08/2010 → Present
    Pickaway Area Shooting And Self Defense Services
    Stoutsville, OH
  • 10/2017 → 04/2018
    Alvis 180
    Chillicothe, OH
  • 07/2024 → 11/2024
    The Prudential Insurance Co. Of America
    Stoutsville, OH
  • 07/2024 → 11/2024
    Stoutsville, OH
  • 11/2024 → 06/2025
    Metairie, LA
  • 04/2026 → Present
    Circleville, OH
Previous Registrations
  • 2024-11-14 → 2025-11-07
    Baton Rouge, LA
    Metairie, LA
    Fort Mill, SC
  • 2024-07-29 → 2024-11-14
    Stoutsville, OH
    Metairie, LA
  • 2021-11-08 → 2024-07-23
    Stoutsville, OH
    St Louis, MO
    Circleville, OH
    Canal Winchester, OH
Other Businesses

1. 04/2026 - Gideon Financial LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/23/2026 2. 04/2026 - Ohio Christian University - Outside/W-2 Employment - Not Inv Related - 160 Hour(s)/Month - 0 Hour(s) During Trading - Circleville, OH, 43113 - OBA Start Date: 03/02/2026 3. 04/2026 - Door Dash - Rideshare - Inv Related - 0 Hrs/Mth - 0 Hrs During Trading - San Francisco, CA, 94105 - OBA Start Date: 01/01/2025 4. 04/2026 - Pickaway Area Shooting and Self Defense Services - Business Owner - Not Investment Related - 40 Hrs/Mth - 10 Hrs During Trading - Circleville, OH 43113 - OBA Start Date: 08/01/2010

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
  • S66 Uniform Combined State Law Examination
    2021-11-05
Other Names
  • Gideon Thomas Hall
  • Lonnie Gene Hall
  • Lonnie Hall

View on SEC IAPD

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