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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-05-03 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2021 | 07/2024 |
| Garver Asset Protection | Columbus | OH | 10/2020 | 08/2021 |
| Doordash | San Francisco | CA | 02/2020 | 10/2020 |
| St Moritz Security Services | Worthington | OH | 10/2019 | 03/2020 |
| Pickaway Area Shooting And Self Defense Services | Stoutsville | OH | 08/2010 | Present |
| Alvis 180 | Chillicothe | OH | 10/2017 | 04/2018 |
| The Prudential Insurance Co. Of America | Stoutsville | OH | 07/2024 | 11/2024 |
| Pruco Securities, Llc | Stoutsville | OH | 07/2024 | 11/2024 |
| Lpl Enterprise, Llc | Metairie | LA | 11/2024 | 06/2025 |
| Lpl Financial Llc | Circleville | OH | 04/2026 | Present |
1. 04/2026 - Gideon Financial LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/23/2026 2. 04/2026 - Ohio Christian University - Outside/W-2 Employment - Not Inv Related - 160 Hour(s)/Month - 0 Hour(s) During Trading - Circleville, OH, 43113 - OBA Start Date: 03/02/2026 3. 04/2026 - Door Dash - Rideshare - Inv Related - 0 Hrs/Mth - 0 Hrs During Trading - San Francisco, CA, 94105 - OBA Start Date: 01/01/2025 4. 04/2026 - Pickaway Area Shooting and Self Defense Services - Business Owner - Not Investment Related - 40 Hrs/Mth - 10 Hrs During Trading - Circleville, OH 43113 - OBA Start Date: 08/01/2010
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-05 |
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