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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-03-18
  • CO RA
    APPROVED
    Since 2023-03-18

Branch Locations

600 Grant Street Ste 304, Denver, CO 80203 • United States

Colorado Springs, CO • United States

685 Citadel Dr E Ste 122A, Colorado Springs, CO 80909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Service Inc Fort Worth TX 08/2021 04/2022
Us Army Fort Carson CO 07/1999 05/2022
Mutual Of Omaha Insurance Company Colorado Springs CO 07/2022 Present
Mutual Of Omaha Investor Services Colorado Springs CO 10/2022 Present
  • 08/2021 → 04/2022
    First Command Brokerage Service Inc
    Fort Worth, TX
  • 07/1999 → 05/2022
    Us Army
    Fort Carson, CO
  • 07/2022 → Present
    Mutual Of Omaha Insurance Company
    Colorado Springs, CO
  • 10/2022 → Present
    Mutual Of Omaha Investor Services
    Colorado Springs, CO
Other Businesses

Insurance Agent: Start Date: 07/2022 - Non-investment Related - Insurance lines of business: Life & Health, Fixed Annuities, DI, CI, Medicare Supplements, LTC- Hours/per week during trading hours: 40 Notary Public: Start Date 5/2023 - Non-investment Related, Notary; Duties Performed on Demand: less than 4 hours per week. Colorado Springs Hispanic Business Council- The Hispanic Chamber Board of Director: Start Date 10/ 2023 Serve as Director/ Chair for the Board; assist with goal setting, policymaking, and strategic planning. Non-investment Related Time Commitment: 10-15 Hours Per Month. Hours/per week during trading hours: approximated 5 hrs. Business Owner: Start Date: 01/2024 - PiggyVault, LLC with direct control of DBA (Doing Business As) Bellona Financial Solutions. Investment & Insurance Related. Insurance lines of business: Life & Health, Fixed Annuities, DI, CI, Medicare Supplements, LTC. Hours/per week during trading hours: 40 Start Date: 02/2024 - Non-investment Related - Insurance lines of business: Casualty & Property Insurance: Home, Auto, Dwelling, Watercraft, Flood, Earthquake Catastrophe, Recreational Vehicle, Personal Catastrophe Umbrellas, Condominium & Property Insurance Lines, Pet Insurance. Hours/per week during trading hours: 40 Start Date: 04/2024 - Non-investment Related - Commercial Insurance lines of business: Casualty & Property Insurance: Commercial Auto, Umbrellas, Business Owners Insurance, Liability Insurance, Workers Compensation, Inland marine, Cyber, Crime Insurance, Error and Omissions & Surety Bonds Insurance Lines. Hours/per week during trading hours: 40 to 50 Start Date: 09/2024 - Non-investment Related- Business Owner /33% General Partnership Owner of CCL ( Comunidad Collectiva Latina) Provide resources, education and services to the Spanish speaking (Hispanic) Community. Hours per week during trading hours: 16 to 20 hrs. Start Date: 01/2026 - Non-investment Related: Colorado Springs Hispanic Business Council- Chairperson. Provides leadership to ensure strong governance, strategic direction, and meaningful community impact in alignment with the mission of the Hispanic Chamber. This role guides the Board in advancing initiatives that support Hispanic-owned microbusinesses and those who actively engage with and invest in the Hispanic business community. The Chairperson presides over board meetings, fosters collaboration and accountability among board members, supports executive leadership, and serves as a key ambassador to strengthen partnerships, advocacy, and community engagement that drive inclusive economic growth. (about 5-12 hrs. per week; varies with operational tempo)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-18
S63 Uniform Securities Agent State Law Examination 2022-12-30
  • S65 Uniform Investment Adviser Law Examination
    2023-03-18
  • S63 Uniform Securities Agent State Law Examination
    2022-12-30
Other Names
  • Adelmarie Delgado Rivera

View on SEC IAPD

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