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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-03-18 |
Branch Locations
600 Grant Street Ste 304, Denver, CO 80203 • United States
Colorado Springs, CO • United States
685 Citadel Dr E Ste 122A, Colorado Springs, CO 80909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Service Inc | Fort Worth | TX | 08/2021 | 04/2022 |
| Us Army | Fort Carson | CO | 07/1999 | 05/2022 |
| Mutual Of Omaha Insurance Company | Colorado Springs | CO | 07/2022 | Present |
| Mutual Of Omaha Investor Services | Colorado Springs | CO | 10/2022 | Present |
Insurance Agent: Start Date: 07/2022 - Non-investment Related - Insurance lines of business: Life & Health, Fixed Annuities, DI, CI, Medicare Supplements, LTC- Hours/per week during trading hours: 40 Notary Public: Start Date 5/2023 - Non-investment Related, Notary; Duties Performed on Demand: less than 4 hours per week. Colorado Springs Hispanic Business Council- The Hispanic Chamber Board of Director: Start Date 10/ 2023 Serve as Director/ Chair for the Board; assist with goal setting, policymaking, and strategic planning. Non-investment Related Time Commitment: 10-15 Hours Per Month. Hours/per week during trading hours: approximated 5 hrs. Business Owner: Start Date: 01/2024 - PiggyVault, LLC with direct control of DBA (Doing Business As) Bellona Financial Solutions. Investment & Insurance Related. Insurance lines of business: Life & Health, Fixed Annuities, DI, CI, Medicare Supplements, LTC. Hours/per week during trading hours: 40 Start Date: 02/2024 - Non-investment Related - Insurance lines of business: Casualty & Property Insurance: Home, Auto, Dwelling, Watercraft, Flood, Earthquake Catastrophe, Recreational Vehicle, Personal Catastrophe Umbrellas, Condominium & Property Insurance Lines, Pet Insurance. Hours/per week during trading hours: 40 Start Date: 04/2024 - Non-investment Related - Commercial Insurance lines of business: Casualty & Property Insurance: Commercial Auto, Umbrellas, Business Owners Insurance, Liability Insurance, Workers Compensation, Inland marine, Cyber, Crime Insurance, Error and Omissions & Surety Bonds Insurance Lines. Hours/per week during trading hours: 40 to 50 Start Date: 09/2024 - Non-investment Related- Business Owner /33% General Partnership Owner of CCL ( Comunidad Collectiva Latina) Provide resources, education and services to the Spanish speaking (Hispanic) Community. Hours per week during trading hours: 16 to 20 hrs. Start Date: 01/2026 - Non-investment Related: Colorado Springs Hispanic Business Council- Chairperson. Provides leadership to ensure strong governance, strategic direction, and meaningful community impact in alignment with the mission of the Hispanic Chamber. This role guides the Board in advancing initiatives that support Hispanic-owned microbusinesses and those who actively engage with and invest in the Hispanic business community. The Chairperson presides over board meetings, fosters collaboration and accountability among board members, supports executive leadership, and serves as a key ambassador to strengthen partnerships, advocacy, and community engagement that drive inclusive economic growth. (about 5-12 hrs. per week; varies with operational tempo)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-30 |
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