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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-10-06
  • KS RA
    APPROVED
    Since 2022-10-06

Branch Locations

2950 Sw Mcclure Rd Ste B, Topeka, KS 66614 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Topeka KS 06/2015 08/2019
Ae Wealth Management, Llc Topeka KS 11/2019 Present
Ae Financial Services, Llc Topeka KS 02/2022 Present
  • 06/2015 → 08/2019
    Bank Of America
    Topeka, KS
  • 11/2019 → Present
    Topeka, KS
  • 02/2022 → Present
    Ae Financial Services, Llc
    Topeka, KS
Other Businesses

1.) AE Wealth Management, LLC; Investment Related: Yes; 2950 SW McClure Road, Topeka, KS 66614; RIA; Investment Advisor Representative; 11/2019; 160Hrs/Mo; 130Hrs/Mo during Security Trading Hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
  • S66 Uniform Combined State Law Examination
    2022-09-30

View on SEC IAPD

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