Douglas Kelly

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-24

NY RA
APPROVED

Since 2021-09-24

Branch Locations

26 Century Hill Dr Ste 302, Latham, NY 12110-2128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Latham	NY	08/2021	Present
Systems Management Planning, Inc.	Rochester	NY	01/2008	12/2020
Eplus Technology Inc	Herndon	VA	01/2021	08/2021

08/2021 → Present

Ameriprise Financial Services, Llc

Latham, NY
01/2008 → 12/2020

Systems Management Planning, Inc.

Rochester, NY
01/2021 → 08/2021

Eplus Technology Inc

Herndon, VA

Other Businesses

Outside Employment; IFSE, LLC; AFA - Financial Planning/Advice; ; 1205 Troy Schenectady Rd Suite 103, , Latham, NY, 12110; Investment-Related; 08/16/2021; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-24

S66 Uniform Combined State Law Examination

2021-09-24

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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