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Grace D Kappers

Morgan Stanley

Cincinnati, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-07
OH RA APPROVED 2022-03-01
  • TX RA
    APPROVED
    Since 2022-03-07
  • OH RA
    APPROVED
    Since 2022-03-01

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Cincinnati OH 09/2021 Present
Signet Sealed Memphis TN 09/2016 05/2017
Ymca Camp Ernst Burlington KY 05/2017 08/2017
Camp Stomping Ground Deposit NY 06/2018 08/2018
Camp Stomping Ground Deposit NY 06/2019 08/2019
Medpace, Inc. Cincinnati OH 12/2019 07/2021
Rhodes College Memphis TN 08/2015 05/2019
Unemployed Cincinnati OH 08/2019 12/2019
  • 09/2021 → Present
    Morgan Stanley Smith Barney Llc
    Cincinnati, OH
  • 09/2016 → 05/2017
    Signet Sealed
    Memphis, TN
  • 05/2017 → 08/2017
    Ymca Camp Ernst
    Burlington, KY
  • 06/2018 → 08/2018
    Camp Stomping Ground
    Deposit, NY
  • 06/2019 → 08/2019
    Camp Stomping Ground
    Deposit, NY
  • 12/2019 → 07/2021
    Medpace, Inc.
    Cincinnati, OH
  • 08/2015 → 05/2019
    Rhodes College
    Memphis, TN
  • 08/2019 → 12/2019
    Unemployed
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-28
  • S66 Uniform Combined State Law Examination
    2022-02-28

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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