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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-25 |
| TX | RA | APPROVED | 2026-03-25 |
Branch Locations
1550 Market Street Suite 600, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Parker | CO | 12/2022 | 11/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boulder | CO | 08/2021 | 12/2022 |
| Whole Foods Market | Denver | CO | 03/2021 | 04/2021 |
| Bank Of America | Denver | CO | 05/2018 | 08/2022 |
| Chambers Bank | Fayetteville | AR | 12/2017 | 05/2018 |
| Hilton Garden Inn | Bentonville | AR | 09/2016 | 02/2018 |
| Walter Chastain-State Farm Insurance Agent | Springdale | AR | 05/2016 | 01/2017 |
| Bank Of America, N.A. | Parker | CO | 04/2023 | 11/2024 |
| U.S. Bank | Golden | CO | 11/2024 | 03/2026 |
| U.S. Bancorp Investments, Inc. | Golden | CO | 11/2024 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Golden | CO | 02/2026 | 03/2026 |
| Morgan Stanley | Denver | CO | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-14 |
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