Preston James Goldwag

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-14
TX	RA	APPROVED	2023-10-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Preston James Llc	Dallas	TX	07/2021	07/2022
University Of Colorado Boulder	Boulder	CO	09/2019	04/2020
Elementary/Middle/Highschool Education	Manhattan Beach	CA	09/2011	09/2019
Legacy Wealth Management	Tustin	CA	04/2020	07/2021
Legacy Wealth Management	Tustin	CA	06/2016	09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated (Org Id: 7691	Dallas	TX	08/2022	Present
2927 Hattenluke Hospitality Group, Llc	Dallas	TX	02/2022	09/2022
Mrk Star Inc	Manhattan Beach	CA	04/2016	08/2017

07/2021 → 07/2022

Preston James Llc

Dallas, TX
09/2019 → 04/2020

University Of Colorado Boulder

Boulder, CO
09/2011 → 09/2019

Elementary/Middle/Highschool Education

Manhattan Beach, CA
04/2020 → 07/2021

Legacy Wealth Management

Tustin, CA
06/2016 → 09/2019

Legacy Wealth Management

Tustin, CA
08/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated (Org Id: 7691

Dallas, TX
02/2022 → 09/2022

2927 Hattenluke Hospitality Group, Llc

Dallas, TX
04/2016 → 08/2017

Mrk Star Inc

Manhattan Beach, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-01
S65	Uniform Investment Adviser Law Examination	2021-06-08

Other Firms