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Current Employers
Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-10-14
  • IA RA
    APPROVED
    Since 2021-10-14

Branch Locations

1607 W. 18Th Street, Spencer, IA 51301 • United States

1008 18Th Street, Spirit Lake, IA 51360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Sidney IA 08/2014 07/2018
Intelligent Turf And Greens Okoboji IA 05/2021 06/2021
Northwest Wealth Management Spirit Lake IA 08/2021 07/2025
Student Peru NE 08/2018 05/2021
Northwest Wealth Management Spirit Lake IA 07/2025 Present
  • 08/2014 → 07/2018
    Student
    Sidney, IA
  • 05/2021 → 06/2021
    Intelligent Turf And Greens
    Okoboji, IA
  • 08/2021 → 07/2025
    Northwest Wealth Management
    Spirit Lake, IA
  • 08/2018 → 05/2021
    Student
    Peru, NE
  • 07/2025 → Present
    Northwest Wealth Management
    Spirit Lake, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-14
  • S65 Uniform Investment Adviser Law Examination
    2021-10-14
Designations

View on SEC IAPD

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