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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-18
MD RA APPROVED 2024-04-02
  • TX RA
    APPROVED_RES
    Since 2024-04-18
  • MD RA
    APPROVED
    Since 2024-04-02

Branch Locations

303 International Circle Suite 590, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metrec Of West Virginia Ceredo WV 05/2014 12/2016
Service Pump And Supply Huntington WV 03/2017 01/2018
Long & Foster Baltimore MD 09/2018 03/2019
Tessco Technologies Inc. Timonium MD 03/2019 10/2020
Meridian Bank Columbia MD 10/2020 04/2021
Court Place Advisors, Llc Ellicott City MD 05/2021 10/2021
Court Place Advisors, Llc Ellicott City MD 10/2021 01/2024
Stifel, Nicolaus & Company, Incorporated Hunt Valley MD 01/2024 Present
Evie Newell (Long & Foster Realtor) Reisterstown MD 02/2018 08/2018
  • 05/2014 → 12/2016
    Metrec Of West Virginia
    Ceredo, WV
  • 03/2017 → 01/2018
    Service Pump And Supply
    Huntington, WV
  • 09/2018 → 03/2019
    Long & Foster
    Baltimore, MD
  • 03/2019 → 10/2020
    Tessco Technologies Inc.
    Timonium, MD
  • 10/2020 → 04/2021
    Meridian Bank
    Columbia, MD
  • 05/2021 → 10/2021
    Court Place Advisors, Llc
    Ellicott City, MD
  • 10/2021 → 01/2024
    Court Place Advisors, Llc
    Ellicott City, MD
  • 01/2024 → Present
    Hunt Valley, MD
  • 02/2018 → 08/2018
    Evie Newell (Long & Foster Realtor)
    Reisterstown, MD
Previous Registrations
  • 2021-10-26 → 2024-02-06
    Court Place Advisors Llc
    Ellicott City, MD
Other Businesses

1. Sacred Heart Church Parish Council; 63 Sacred Heart Lane Glyndon MD 21136; Service as a Parrish Council Member; Parish Council Member; Volunteering for Church activities, i.e. help setting up for events; 07/02/2024; 3.00hrs/month; Not during securities trading hours; Not Investment-Related 2. Hereford Athletic Hall of Committee; 17301 Parkton MD 21120; Volunteer with High School Athletics; Board Member of Hereford High School Athletic Hall of Fame; I will be selecting future members for the Hereford High School Athletic Hall of Fame; 01/10/2025; 2 hrs/month; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-17
S65 Uniform Investment Adviser Law Examination 2021-10-25
  • S63 Uniform Securities Agent State Law Examination
    2024-04-17
  • S65 Uniform Investment Adviser Law Examination
    2021-10-25

View on SEC IAPD

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