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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-08 |
| KY | RA | APPROVED | 2022-06-27 |
Branch Locations
444 East Main Street Suite 111, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Lexington | KY | 08/2021 | Present |
| Panera Bread | Louisville | KY | 10/2013 | 05/2020 |
| Lowe's Home Improvement | Morehead | KY | 07/2018 | 05/2020 |
| University Of Kentucky | Lexington | KY | 08/2020 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-27 |
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