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Michael A.K. O'BRien

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-05-02
  • OH RA
    APPROVED
    Since 2022-05-02

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Cincinnati OH 08/2021 Present
Ojm Group Cincinnati OH 10/2019 09/2020
Xavier University Cincinnati OH 08/2017 05/2021
Cincinnati Financial Corporation Fairfield OH 06/2019 08/2019
Portland Regency Hotel And Spa Portland ME 06/2015 01/2018
  • 08/2021 → Present
    Ubs Financial Services Inc
    Cincinnati, OH
  • 10/2019 → 09/2020
    Ojm Group
    Cincinnati, OH
  • 08/2017 → 05/2021
    Xavier University
    Cincinnati, OH
  • 06/2019 → 08/2019
    Cincinnati Financial Corporation
    Fairfield, OH
  • 06/2015 → 01/2018
    Portland Regency Hotel And Spa
    Portland, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-30
  • S66 Uniform Combined State Law Examination
    2022-04-30
Other Names
  • Mak O'BRien
  • Michael Obrien

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED

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JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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