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Brian Douglas Williams

Morgan Stanley

Greenwood Village, CO

Phoenix, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-08-17
CO RA APPROVED 2022-05-02
TX RA APPROVED 2022-05-02
  • AZ RA
    APPROVED
    Since 2023-08-17
  • CO RA
    APPROVED
    Since 2022-05-02
  • TX RA
    APPROVED
    Since 2022-05-02

Branch Locations

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Littleton CO 02/2016 05/2022
J.P. Morgan Chase Bank Co Littleton CO 02/2016 05/2022
Morgan Stanley Smith Barney Llc Phoenix AZ 05/2022 Present
Morgan Stanley Private Bank, N.A New York NY 06/2022 Present
  • 02/2016 → 05/2022
    J.P. Morgan Securities Llc
    Littleton, CO
  • 02/2016 → 05/2022
    J.P. Morgan Chase Bank Co
    Littleton, CO
  • 05/2022 → Present
    Morgan Stanley Smith Barney Llc
    Phoenix, AZ
  • 06/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-09-18 → 2022-05-04
    J.P. Morgan Securities Llc
    Indianapolis, IN
    Indianapolis, IN
    Englewood, CO
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Littleton, CO
  • 2008-04-17 → 2009-08-26
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2007-11-09 → 2008-04-15
    Banc Of America Investment Services, Inc.
    Chicago, IL
  • 2006-09-11 → 2007-11-12
    Chase Investment Services Corp.
    Indianapolis, IN
    Indianapolis, IN
    Chicago, IL
  • 2005-09-26 → 2006-09-06
    A. G. Edwards & Sons, Inc.
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-23
  • S66 Uniform Combined State Law Examination
    2005-09-23
Other Names
  • Brian D Williams

View on SEC IAPD

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Natalie Ford
DEANNA LEE MEYER
BRENT Allan LEE
Dean Edward Norsworthy
ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO
CONCURRENT INVESTMENT ADVISORS, LLC · Greenwood Village, CO

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