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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-07-17
  • KY RA
    APPROVED
    Since 2025-07-17

Branch Locations

2424 Harrodsburg Road Suite 101, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 08/2021 09/2022
Electronic Theater Controls Inc. Middleton WI 06/2015 01/2020
Rogan's Shoes Madison WI 04/2015 11/2018
Woodman's Food Market Madison WI 12/2016 01/2017
James Madison Memorial High School Madison WI 09/2013 06/2017
University Of Kentucky Lexington KY 08/2017 05/2021
Ohio Rugby Referee Society Lakewood OH 04/2021 04/2021
Merrill Lynch, Pierce, Fenner & Smith Inc. Lexington KY 10/2022 04/2024
Tony's Steaks And Seafood Lexington KY 05/2018 11/2020
Bank Of America, N.A. Lexington KY 01/2023 04/2024
Nancy Barron & Associates Lexington KY 04/2024 04/2025
Unemployed Lexington KY 04/2025 Present
Raymond James Financial Services, Inc. Lexington KY 06/2025 Present
Raymond James Financial Services Advisors, Inc. Lexington KY 06/2025 Present
Central Investment Center, Inc. Lexington KY 06/2025 Present
Central Bank & Trust Co. Lexington KY 06/2025 Present
  • 08/2021 → 09/2022
    New York, NY
  • 06/2015 → 01/2020
    Electronic Theater Controls Inc.
    Middleton, WI
  • 04/2015 → 11/2018
    Rogan's Shoes
    Madison, WI
  • 12/2016 → 01/2017
    Woodman's Food Market
    Madison, WI
  • 09/2013 → 06/2017
    James Madison Memorial High School
    Madison, WI
  • 08/2017 → 05/2021
    University Of Kentucky
    Lexington, KY
  • 04/2021 → 04/2021
    Ohio Rugby Referee Society
    Lakewood, OH
  • 10/2022 → 04/2024
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Lexington, KY
  • 05/2018 → 11/2020
    Tony's Steaks And Seafood
    Lexington, KY
  • 01/2023 → 04/2024
    Bank Of America, N.A.
    Lexington, KY
  • 04/2024 → 04/2025
    Nancy Barron & Associates
    Lexington, KY
  • 04/2025 → Present
    Unemployed
    Lexington, KY
  • 06/2025 → Present
    Raymond James Financial Services, Inc.
    Lexington, KY
  • 06/2025 → Present
    Lexington, KY
  • 06/2025 → Present
    Central Investment Center, Inc.
    Lexington, KY
  • 06/2025 → Present
    Central Bank & Trust Co.
    Lexington, KY
Previous Registrations
Other Businesses

(1) Central Bank & Trust Co. Investment related. Lexington, KY. Financial Institution / Bank. Registered bank associate. Started: 06/2025. 160 hours per month. 130 during trading hours. Advisor support including account paperwork, cash transactions and completing orders. (2) Central Investment Center, Inc. Not investment related. Lexington, KY. DBA / Support company. Advisor. Started: 06/2025. 0 hours per month. 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-29
S63 Uniform Securities Agent State Law Examination 2021-12-10
  • S66 Uniform Combined State Law Examination
    2022-07-29
  • S63 Uniform Securities Agent State Law Examination
    2021-12-10
Other Names
  • Henry Johnson

View on SEC IAPD

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