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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-05
  • AZ RA
    APPROVED
    Since 2025-09-05

Branch Locations

8111 E Indian Bend Rd, Scottsdale, AZ 85250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Haga Kommer, Ltd. Phoenix AZ 05/2023 Present
Starion Bank Fargo ND 05/2022 01/2023
Northwestern Mutual Fargo ND 08/2021 05/2022
Roers Construction Fargo ND 04/2021 08/2021
Marshall Municipal Utilities Marshall MN 05/2019 08/2019
Pizza Hut Marshall MN 05/2017 06/2018
Concordia College Moorhead MN 08/2019 05/2023
Marshall High School Marshall MN 08/2015 06/2019
Emerging Prairie Fargo ND 01/2023 05/2023
Tzclothing Llc Marshall MN 04/2019 06/2021
Avantax Investment Services Inc. Phoenix AZ 11/2024 09/2025
Avantax Advisory Services Phoenix AZ 11/2024 09/2025
Turo Rental Mesa AZ 09/2023 Present
Hk Wealth Management, Llc Phoenix AZ 10/2024 Present
Cetera Wealth Services, Llc Phoenix AZ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2023 → Present
    Haga Kommer, Ltd.
    Phoenix, AZ
  • 05/2022 → 01/2023
    Starion Bank
    Fargo, ND
  • 08/2021 → 05/2022
    Northwestern Mutual
    Fargo, ND
  • 04/2021 → 08/2021
    Roers Construction
    Fargo, ND
  • 05/2019 → 08/2019
    Marshall Municipal Utilities
    Marshall, MN
  • 05/2017 → 06/2018
    Pizza Hut
    Marshall, MN
  • 08/2019 → 05/2023
    Concordia College
    Moorhead, MN
  • 08/2015 → 06/2019
    Marshall High School
    Marshall, MN
  • 01/2023 → 05/2023
    Emerging Prairie
    Fargo, ND
  • 04/2019 → 06/2021
    Tzclothing Llc
    Marshall, MN
  • 11/2024 → 09/2025
    Avantax Investment Services Inc.
    Phoenix, AZ
  • 11/2024 → 09/2025
    Avantax Advisory Services
    Phoenix, AZ
  • 09/2023 → Present
    Turo Rental
    Mesa, AZ
  • 10/2024 → Present
    Hk Wealth Management, Llc
    Phoenix, AZ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Phoenix, AZ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2025-03-10 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Phoenix, AZ
Other Businesses

1) TURO RENTAL POSITION: Sole Proprietor NATURE: I rent my personal car on Turo. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/15/2023 ADDRESS: 5342 E Harmony Ave, Mesa AZ 85206, United States DESCRIPTION: Take the car to and from drop off location, clean it and make sure it is up to date on services. Communicate with clients about the car and when they will rent it. 2) HK WEALTH MANAGEMENT, LLC POSITION: Wealth Management Associate NATURE: HK Wealth offers investment planning, financial planning, retirement planning, estate planning and tax planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 10/09/2024 ADDRESS: 1505 E Missouri Ave, Phoenix AZ 85014, United States DESCRIPTION: Helping Isaac Bumgardner with associate work. I help put together Emoney portfolios, email clients for appointments, talk with clients about admin tasks they will need to complete, print and scan statements and put them in the clients file. 3) HAGA KOMMER, LTD. POSITION: Staff Accountant NATURE: Haga Kommer offers tax preparation for individuals and businesses, tax consulting, bookkeeping, and payroll services. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 75 START DATE: 05/25/2023 ADDRESS: 1505 E Missouri Ave., Phoenix AZ 85014, United States DESCRIPTION: I take taxpayers tax documents and upload them into our software, configure there tax due, help them mitigate large tax bills by issuing estimated quarterly payments, and assist clients in a filing there taxes. 4) NAME OF OTHER BUSINESS: HAGA KOMMER CERTIFIED PUBLIC ACCOUNTANTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: STAFF ACCOUNTANT ; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: PREPARE AND FILE TAX RETURNS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-28
  • S66 Uniform Combined State Law Examination
    2025-02-28
Other Names
  • Simon Hans Zahrbock
  • Simon Zahrbock

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