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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Haga Kommer, Ltd. | Phoenix | AZ | 05/2023 | Present |
| Starion Bank | Fargo | ND | 05/2022 | 01/2023 |
| Northwestern Mutual | Fargo | ND | 08/2021 | 05/2022 |
| Roers Construction | Fargo | ND | 04/2021 | 08/2021 |
| Marshall Municipal Utilities | Marshall | MN | 05/2019 | 08/2019 |
| Pizza Hut | Marshall | MN | 05/2017 | 06/2018 |
| Concordia College | Moorhead | MN | 08/2019 | 05/2023 |
| Marshall High School | Marshall | MN | 08/2015 | 06/2019 |
| Emerging Prairie | Fargo | ND | 01/2023 | 05/2023 |
| Tzclothing Llc | Marshall | MN | 04/2019 | 06/2021 |
| Avantax Investment Services Inc. | Phoenix | AZ | 11/2024 | 09/2025 |
| Avantax Advisory Services | Phoenix | AZ | 11/2024 | 09/2025 |
| Turo Rental | Mesa | AZ | 09/2023 | Present |
| Hk Wealth Management, Llc | Phoenix | AZ | 10/2024 | Present |
| Cetera Wealth Services, Llc | Phoenix | AZ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) TURO RENTAL POSITION: Sole Proprietor NATURE: I rent my personal car on Turo. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/15/2023 ADDRESS: 5342 E Harmony Ave, Mesa AZ 85206, United States DESCRIPTION: Take the car to and from drop off location, clean it and make sure it is up to date on services. Communicate with clients about the car and when they will rent it. 2) HK WEALTH MANAGEMENT, LLC POSITION: Wealth Management Associate NATURE: HK Wealth offers investment planning, financial planning, retirement planning, estate planning and tax planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 10/09/2024 ADDRESS: 1505 E Missouri Ave, Phoenix AZ 85014, United States DESCRIPTION: Helping Isaac Bumgardner with associate work. I help put together Emoney portfolios, email clients for appointments, talk with clients about admin tasks they will need to complete, print and scan statements and put them in the clients file. 3) HAGA KOMMER, LTD. POSITION: Staff Accountant NATURE: Haga Kommer offers tax preparation for individuals and businesses, tax consulting, bookkeeping, and payroll services. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 75 START DATE: 05/25/2023 ADDRESS: 1505 E Missouri Ave., Phoenix AZ 85014, United States DESCRIPTION: I take taxpayers tax documents and upload them into our software, configure there tax due, help them mitigate large tax bills by issuing estimated quarterly payments, and assist clients in a filing there taxes. 4) NAME OF OTHER BUSINESS: HAGA KOMMER CERTIFIED PUBLIC ACCOUNTANTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: STAFF ACCOUNTANT ; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: PREPARE AND FILE TAX RETURNS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-28 |
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