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Payton Dougherty

Ubs Financial Services Inc.

Denver, CO

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-01-26
  • CO RA
    APPROVED
    Since 2022-01-26

Branch Locations

205 Detroit Street 5Th Floor, Denver, CO 80206 • United States

2640 Central Ct Unit 204, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brienza Household Golden CO 06/2016 08/2021
Lynch Household Boulder CO 11/2017 02/2019
24 Hour Fitness Boulder CO 11/2017 02/2020
Gagliano Family Arvada CO 12/2015 09/2017
Ubs Financial Services Inc. Denver CO 08/2021 Present
  • 06/2016 → 08/2021
    Brienza Household
    Golden, CO
  • 11/2017 → 02/2019
    Lynch Household
    Boulder, CO
  • 11/2017 → 02/2020
    24 Hour Fitness
    Boulder, CO
  • 12/2015 → 09/2017
    Gagliano Family
    Arvada, CO
  • 08/2021 → Present
    Ubs Financial Services Inc.
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-26
  • S66 Uniform Combined State Law Examination
    2022-01-26

View on SEC IAPD

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ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
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