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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-11
OH RA APPROVED 2024-07-23
PA RA APPROVED 2022-12-20
MD RA APPROVED 2021-11-02
  • TX RA
    APPROVED_RES
    Since 2026-05-11
  • OH RA
    APPROVED
    Since 2024-07-23
  • PA RA
    APPROVED
    Since 2022-12-20
  • MD RA
    APPROVED
    Since 2021-11-02

Branch Locations

307 International Circle, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The St. Paul's Schools Brooklandville MD 08/2014 06/2021
Ubs Financial Services Hunt Valley MD 08/2021 Present
  • 08/2014 → 06/2021
    The St. Paul's Schools
    Brooklandville, MD
  • 08/2021 → Present
    Ubs Financial Services
    Hunt Valley, MD
Other Businesses

1) St. John the Baptist Episcopal Church, York, PA/ investment related?: yes/ York, Pennsylvania, 17401/ Episcopal Church/The parish Vestry is the main governing body of the church. Members of the Vestry are elected every year at our Annual Parish Meeting. In addition, we have a number of standing committees who support the worship and ministries of our church./2/6/2022/ hours during trading hours?: 0 2) Name of Business: St. John the Baptist Episcopal Church, York, PA./ Address: 140 N Beaver St, York York Pennsylvania United States 17401./ Investment Related: No./ Nature: Episcopal Church./ Role: Treasurer./ Duty: It shall be the duty of the Treasurer to receive and disburse all revenues of this Church, to present a statement of receipts and disbursements at each Regular Meeting of the Vestry, to present an annual statement of the financial affairs of this Church to the annual Parish Meeting, to submit an annual report of the financial conditions of this Church to the Diocese of Central Pennsylvania, to maintain records of financial support of the members of the congregation and to provide at least semi-annual statements to such members, to consult with the Finance/Investment Committee as to investments, change in investments or reinvestment of Church funds and to obtain a corporate fidelity bond covering all persons having access to the disbursement of funds of this church, and upon the expiration of the term of office, to deliver to the successor Treasurer all books, records, papers, documents, and other property of this Church. The Treasurer shall perform the duties of the office of Treasurer as relating to the laws of the Commonwealth of Pennsylvania in reference to non-profit corporations./ Start Date: 1/1/2024./ Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-02
  • S66 Uniform Combined State Law Examination
    2021-11-02

View on SEC IAPD

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