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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-18
NC RA APPROVED 2025-03-17
NY RA APPROVED 2023-07-14
  • FL RA
    APPROVED
    Since 2025-03-18
  • NC RA
    APPROVED
    Since 2025-03-17
  • NY RA
    APPROVED
    Since 2023-07-14

Branch Locations

777 S Flagler Drive Suite #142, West Palm Beach, FL 33401 • United States

3180 Sheridan Drive Ms: Nyr153, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Buffalo NY 09/2021 02/2023
Massmutual Life Insurance Co Buffalo NY 06/2016 09/2021
Citizens Securities, Inc Westwood MA 06/2023 Present
Citizens Bank, N/A Amherst NY 06/2023 Present
Massmutual Buffalo NY 02/2023 06/2023
  • 09/2021 → 02/2023
    Mml Investors Services
    Buffalo, NY
  • 06/2016 → 09/2021
    Massmutual Life Insurance Co
    Buffalo, NY
  • 06/2023 → Present
    Westwood, MA
  • 06/2023 → Present
    Citizens Bank, N/A
    Amherst, NY
  • 02/2023 → 06/2023
    Massmutual
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-13
  • S66 Uniform Combined State Law Examination
    2023-07-13

View on SEC IAPD

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