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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-20
TN RA APPROVED 2022-12-02
  • TX RA
    APPROVED
    Since 2023-04-20
  • TN RA
    APPROVED
    Since 2022-12-02

Branch Locations

6060 Poplar Ave, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc San Francisco CA 07/2021 08/2022
Rbc Capital Markets San Francisco CA 06/2020 07/2020
Unemployed Dallas TX 08/2016 06/2020
Unemployed Memphis TN 08/2020 07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Memphis TN 09/2022 Present
Bank Of America, N.A. Memphis TN 09/2022 Present
  • 07/2021 → 08/2022
    Rbc Capital Markets, Llc
    San Francisco, CA
  • 06/2020 → 07/2020
    Rbc Capital Markets
    San Francisco, CA
  • 08/2016 → 06/2020
    Unemployed
    Dallas, TX
  • 08/2020 → 07/2021
    Unemployed
    Memphis, TN
  • 09/2022 → Present
    Memphis, TN
  • 09/2022 → Present
    Bank Of America, N.A.
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
  • S66 Uniform Combined State Law Examination
    2022-11-28
Other Names
  • Hannah Weatherly

View on SEC IAPD

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