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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-09
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

740 Maple Road, Williamsville, NY 14221-3296 • United States

2050 Kensington Ave., Snyder, NY 14226-4770 • United States

428 Evans St.-Evanstown Plaza, Williamsville, NY 14221-5670 • United States

9328 Transit Rd., East Amherst, NY 14051-1453 • United States

Williamsville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Snyder NY 05/2015 Present
Lpl Financial Llc Snyder NY 06/2021 Present
Lpl Financial Llc Snyder NY 06/2021 Present
Previous Registrations
  • 2015-05-08 → 2021-06-09
    M&T Securities, Inc.
    Snyder, NY
    Williamsville, NY
    Williamsville, NY
    Williamsville, NY
    Buffalo, NY
    Amherst, NY
    Cheektowaga, NY
    Williamsport, PA
    Cheektowaga, NY
    Buffalo, NY
    Baltimore, MD
    East Amherst, NY
  • 2010-04-07 → 2015-05-20
    Buffalo, NY
    Hamburg, NY
    Angola, NY
    Hamburg, NY
    Angola, NY
    Buffalo, NY
    Eden, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-22
S63 Uniform Securities Agent State Law Examination 2006-05-05
  • S66 Uniform Combined State Law Examination
    2008-01-22
  • S63 Uniform Securities Agent State Law Examination
    2006-05-05

View on SEC IAPD

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