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Erik Fabian

Osaic Institutions, Inc.

Grand Forks, ND

CRD 7400981

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2021-11-02
  • ND RA
    APPROVED
    Since 2021-11-02

Branch Locations

401 Demers Ave, Grand Forks, ND 58201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alerus Financial Grand Forks ND 11/2017 Present
University Of North Dakota Grand Forks ND 07/2010 08/2017
Infinex Investments, Inc. Meriden CT 06/2021 Present
  • 11/2017 → Present
    Alerus Financial
    Grand Forks, ND
  • 07/2010 → 08/2017
    University Of North Dakota
    Grand Forks, ND
  • 06/2021 → Present
    Infinex Investments, Inc.
    Meriden, CT
Other Businesses

1.) Alerus financial. Bank. Started Nov 2017. Yes, investment related. Senior financial guide. approx 160 hours per month. Approx 136 hours during trading hours. 2.) Midcontinent Communications. Sports brodcast and communications. Not investment related. Sports analyst. Starting Oct 2022. Approx 15 hours per month not during trading hours. Provide analysis for UND hockey games. 3.) North Dakota Amateur Hockey Association. Coach. Youth hockey. Not investment related. Started September 2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-26
  • S66 Uniform Combined State Law Examination
    2021-10-26
Other Names
  • Erik Favian

View on SEC IAPD

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