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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-25
  • MO RA
    APPROVED
    Since 2024-11-25

Branch Locations

206 S Holden, Warrensburg, MO 64093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Murdock Banner Financial Group Warrensburg MO 07/2023 Present
Sonic Drive In Warrensburg MO 08/2018 07/2021
Mcfadden's Sports Saloon Kansas City MO 05/2018 08/2018
American Income Life - Oldham Midwest Grandview MO 04/2018 05/2018
Mcfadden's Sports Saloon Kansas City MO 07/2017 04/2018
Giovanni's Italian Deli Gladstone MO 07/2018 08/2018
Sonic Drive In Warrensburg MO 07/2016 07/2017
Cetera Advisors Llc St Cloud MN 06/2021 07/2023
Cetera Advisors Llc St Cloud MN 07/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2024 Present
  • 07/2023 → Present
    Murdock Banner Financial Group
    Warrensburg, MO
  • 08/2018 → 07/2021
    Sonic Drive In
    Warrensburg, MO
  • 05/2018 → 08/2018
    Mcfadden's Sports Saloon
    Kansas City, MO
  • 04/2018 → 05/2018
    American Income Life - Oldham Midwest
    Grandview, MO
  • 07/2017 → 04/2018
    Mcfadden's Sports Saloon
    Kansas City, MO
  • 07/2018 → 08/2018
    Giovanni's Italian Deli
    Gladstone, MO
  • 07/2016 → 07/2017
    Sonic Drive In
    Warrensburg, MO
  • 06/2021 → 07/2023
    Cetera Advisors Llc
    St Cloud, MN
  • 07/2023 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 11/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 03/2023, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: MURDOCK BANNER FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: BRAM RODEN-NOTARY, INVESTMENT RELATED: NO, ADDRESS: NATURE OF BUSINESS: NOTARIAL SERVICES, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: NOTARY, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY SERVICES; 4. NAME OF OTHER BUSINESS: WARRENSBURG MAIN STREET; INVESTMENT RELATED: NO; ADDRESS: 125C N HOLDEN STREET WARRENSBURG, MO 64093; NATURE OF BUSINESS: NON-PROFIT; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER, ATTEND MEETINGS, SHARE MY OPINION PROVIDE INFORMATION AND NEWS ABOUT THE ORGANIZATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-23
  • S66 Uniform Combined State Law Examination
    2023-12-23

View on SEC IAPD

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