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Current Employers
A Better Way Financial, Llc

6357 Airport Road, Allentown, PA 18109 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-06-17
  • PA RA
    APPROVED
    Since 2021-06-17

Branch Locations

6357 Airport Road, Allentown, PA 18109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A Better Way Financial Whitehall PA 06/2017 07/2017
A Better Way Financial Allentown PA 03/2020 08/2020
Full Time Student Allentown PA 06/2011 05/2021
A Better Way Financial Allentown PA 06/2021 Present
Abwi, Llc Allentown PA 06/2021 Present
  • 06/2017 → 07/2017
    A Better Way Financial
    Whitehall, PA
  • 03/2020 → 08/2020
    A Better Way Financial
    Allentown, PA
  • 06/2011 → 05/2021
    Full Time Student
    Allentown, PA
  • 06/2021 → Present
    A Better Way Financial
    Allentown, PA
  • 06/2021 → Present
    Abwi, Llc
    Allentown, PA
Other Businesses

ABWI, LLC; Investment Related; Allentown, PA, Fixed Insurance sales, Insurance Agent, Approximately 80 hours spent per month; Approximately 4 hours spent during securities trading hours; started 06/2021. RADIO SHOW HOST - 1/2024 - 2 hrs/mo non trading - discusses financial topics AUTHOR OF BOOKS AND ARTICLES - 2 hrs/mo non trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-20
  • S65 Uniform Investment Adviser Law Examination
    2021-01-20
Other Names
  • Frankie Guida
  • Frank Guida
  • Frank Jr Guida

View on SEC IAPD

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