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Carmel Bequia Exum

Nelson Securities,Inc.

San Diego, CA

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Current Employers
Nelson Securities,Inc.

9718 N Morton Ct, Spokane, WA 99218 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-11
  • CA RA
    APPROVED
    Since 2021-09-11

Branch Locations

12555 High Bluff Drive Suite 390, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nelson Securities,Inc. San Diego CA 02/2020 Present
Marriot Hotels San Diego CA 04/2019 08/2019
Transition Staffing Group San Diego CA 09/2019 02/2020
Hilton Hotels San Diego CA 04/2018 04/2019
Petsmart San Diego CA 09/2017 04/2018
University Of California San Diego San Diego CA 09/2014 12/2017
  • 02/2020 → Present
    Nelson Securities,Inc.
    San Diego, CA
  • 04/2019 → 08/2019
    Marriot Hotels
    San Diego, CA
  • 09/2019 → 02/2020
    Transition Staffing Group
    San Diego, CA
  • 04/2018 → 04/2019
    Hilton Hotels
    San Diego, CA
  • 09/2017 → 04/2018
    Petsmart
    San Diego, CA
  • 09/2014 → 12/2017
    University Of California San Diego
    San Diego, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-02-28
S65 Uniform Investment Adviser Law Examination 2021-09-10
  • S63 Uniform Securities Agent State Law Examination
    2022-02-28
  • S65 Uniform Investment Adviser Law Examination
    2021-09-10

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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