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Nelly Nguyen Warner

Commonwealth Financial Network

San Diego, CA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-01
  • CA RA
    APPROVED
    Since 2026-04-01

Branch Locations

600 West Broadway Suite 3200, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 06/2021 Present
Catamaran Resort Hotel & Spa San Diego CA 08/2019 05/2021
San Diego University For Integrative Studies San Diego CA 12/2017 07/2019
The Lodge At Torrey Pines San Diego CA 12/2016 11/2017
California International Business University San Diego CA 02/2016 11/2016
  • 06/2021 → Present
    Commonwealth Financial Network
    San Diego, CA
  • 08/2019 → 05/2021
    Catamaran Resort Hotel & Spa
    San Diego, CA
  • 12/2017 → 07/2019
    San Diego University For Integrative Studies
    San Diego, CA
  • 12/2016 → 11/2017
    The Lodge At Torrey Pines
    San Diego, CA
  • 02/2016 → 11/2016
    California International Business University
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-07
  • S66 Uniform Combined State Law Examination
    2026-01-07
Other Names
  • Nhung Nguyen
  • Nhung Thi Hong Nguyen
  • Nelly N Warner

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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