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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 06/2021 08/2023
Minnesota Life Insurance Co St Paul MN 06/2021 08/2023
North Star Resource Group Minneapolis MN 06/2021 Present
Cri Securities Llc Minneapolis MN 06/2021 10/2021
Cushman Wakefield/University Gateway Corporation Minneapolis MN 11/2018 11/2021
Damico Holding Minneapolis MN 09/2005 07/2022
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2021 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 06/2021 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 06/2021 → Present
    North Star Resource Group
    Minneapolis, MN
  • 06/2021 → 10/2021
    Cri Securities Llc
    Minneapolis, MN
  • 11/2018 → 11/2021
    Cushman Wakefield/University Gateway Corporation
    Minneapolis, MN
  • 09/2005 → 07/2022
    Damico Holding
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-09-17 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
Other Businesses

1) NORTH STAR RESOURCE GROUP, MINNEAPOLIS, MN, INVESTMENT RELATED, Fixed Insurance AGENT, 06/2021-ONGOING, 10 HOURS PER MONTH, 10 TRADE HOURS *University Gateway Corporation; Minneapolis, MN; non-investment related; employee/building management; 2) NAME OF OTHER BUSINESS: HOME OWNER'S ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 2626 EAST 82ND STREER #280 BLOOMINGTON, MN 55425; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND QUARTERLY MEETINGS, GO OVER VARIOUS PROJECTS WITHIN THE ASSOCIATION AND MEETING MINUTES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-23
  • S66 Uniform Combined State Law Examination
    2021-08-23
Designations

View on SEC IAPD

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