Jun Michael Tang

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 06/2017
  Usaa Financial Advisors, Inc.
  Addison, TX
• 05/2015 → 06/2017
  Usaa Financial Planning Services
  Addison, TX
• 06/2017 → 06/2018
  Capital One Investing, Llc
  Plano, TX
• 06/2017 → 06/2018
  Capital One Advisors, Llc
  Plano, TX
• 06/2018 → 03/2025
  Cathay Bank
  Plano, TX
• 06/2018 → 03/2025
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2018 → 03/2025
  Cetera Investment Advisers Llc
  Plano, TX
• 03/2025 → Present
  Lpl Financial
  Allen, TX

Previous Registrations

• 2018-06-28 → 2025-03-11
  Cetera Investment Advisers Llc
  Plano, TX
• 2017-06-29 → 2018-05-07
  Capital One Advisors, Llc
  Fort Worth, TX
  Mclean, VA
• 2015-05-13 → 2017-07-20
  Usaa Financial Planning Services
  Addison, TX

Other Businesses

1) 10/06/2025 - Prosperity Legacy Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 10/01/2025 - 160 Hrs/Mth - 80 Hrs During Trading. 2) 10/06/2025 - Prosperity Wealth Management LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 10/01/2025 - 160 Hrs/Mth - 80 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2015-05-01
• S63 Uniform Securities Agent State Law Examination
  2008-12-19

Designations

• Certified Financial Planner

Other Names

• Jun Michael Tang
• Jun Lin Tang
• Jun Michael Lin Tang