Bao Nguyen

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2021-08-30

OH RA
APPROVED

Since 2021-08-30

Branch Locations

8390 E Kemper Rd Suite C, Cincinnati, OH 45249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	06/2021	Present
Unemployed	Cincinnati	OH	07/2020	06/2021
Procter & Gamble	Cincinnati	OH	12/2010	07/2020

06/2021 → Present

Edward Jones

St Louis, MO
07/2020 → 06/2021

Unemployed

Cincinnati, OH
12/2010 → 07/2020

Procter & Gamble

Cincinnati, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-08-28

S66 Uniform Combined State Law Examination

2021-08-28

View on SEC IAPD

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Other Investors

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ANDERS KRISTIAN JUEL

CHARLES FREDERICK HAIS

CHRISTOPHER CHARLES HAIS

CHARLES MICHAEL HAIS

JEFFREY ROBERT WALKUP

MICHAEL WILLIAM POPIL

BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH

OSAIC WEALTH, INC. · CINCINNATI, OH

BAHL & GAYNOR LLC · CINCINNATI, OH

BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH

OPUS CAPITAL MANAGEMENT · CINCINNATI, OH

FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH

RC CAPITAL · CINCINNATI, OH

STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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