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Joseph Benjamin Thaman

Mutual Advisors, LLC

Clayton, MO

Omaha, NE

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Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-09-21
  • MO RA
    APPROVED
    Since 2020-09-21

Branch Locations

165 North Meramec Ave. Ste. 430, Clayton, MO 63105 • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Burroughs School St. Louis MO 03/2017 05/2017
The Capital Group, Llc St. Louis MO 09/2017 04/2018
Vertical Financial, Llc St. Louis MO 04/2018 09/2020
Triad Advisors Llc Norcross GA 04/2018 08/2020
Extended Travel St. Louis MO 03/2013 01/2017
Resources Investment Advisors Overland Park KS 04/2018 09/2020
Mutual Securities, Inc. Camarillo CA 09/2020 Present
Mutual Advisors, Llc. Omaha NE 09/2020 Present
Affton Athletic Association St. Louis MO 05/2017 Present
  • 03/2017 → 05/2017
    John Burroughs School
    St. Louis, MO
  • 09/2017 → 04/2018
    The Capital Group, Llc
    St. Louis, MO
  • 04/2018 → 09/2020
    Vertical Financial, Llc
    St. Louis, MO
  • 04/2018 → 08/2020
    Triad Advisors Llc
    Norcross, GA
  • 03/2013 → 01/2017
    Extended Travel
    St. Louis, MO
  • 04/2018 → 09/2020
    Resources Investment Advisors
    Overland Park, KS
  • 09/2020 → Present
    Mutual Securities, Inc.
    Camarillo, CA
  • 09/2020 → Present
    Omaha, NE
  • 05/2017 → Present
    Affton Athletic Association
    St. Louis, MO
Previous Registrations
  • 2018-07-03 → 2020-09-02
    St. Louis, MO
    Overland Park, KS
    St. Louis, MO
Other Businesses

1. Arch Brokerage - Independent Insurance Agent, Start Date: 01/01/2017, 8084 Watson Road, St. Louis, MO 63119, S-Corp, Insurance Agency-Medicare Supplements and Group Insurance Agent, Medicare and Group Insurance Consultant, Service existing Medicare and Group Insurance clients, Maintaining relationships, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 2. Hawthorne Capital Wealth Advisors, LLC., Start Date: 10/07/2022, 165 N. Meramec Ave., Ste. 430, Clayton, MO 63105, LLC, Rent Office Space and Share Office Expenses, Principal, Rent office space and share office expenses, Not Investment Related, 1 Hour per month, Less than 1 Hour per day during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-03
S63 Uniform Securities Agent State Law Examination 2008-12-22
  • S66 Uniform Combined State Law Examination
    2018-07-03
  • S63 Uniform Securities Agent State Law Examination
    2008-12-22
Other Names
  • Joe Benjamin Thaman
  • Josph B Thaman
  • Joseph B Thaman

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