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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-09-21 |
Branch Locations
165 North Meramec Ave. Ste. 430, Clayton, MO 63105 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Burroughs School | St. Louis | MO | 03/2017 | 05/2017 |
| The Capital Group, Llc | St. Louis | MO | 09/2017 | 04/2018 |
| Vertical Financial, Llc | St. Louis | MO | 04/2018 | 09/2020 |
| Triad Advisors Llc | Norcross | GA | 04/2018 | 08/2020 |
| Extended Travel | St. Louis | MO | 03/2013 | 01/2017 |
| Resources Investment Advisors | Overland Park | KS | 04/2018 | 09/2020 |
| Mutual Securities, Inc. | Camarillo | CA | 09/2020 | Present |
| Mutual Advisors, Llc. | Omaha | NE | 09/2020 | Present |
| Affton Athletic Association | St. Louis | MO | 05/2017 | Present |
1. Arch Brokerage - Independent Insurance Agent, Start Date: 01/01/2017, 8084 Watson Road, St. Louis, MO 63119, S-Corp, Insurance Agency-Medicare Supplements and Group Insurance Agent, Medicare and Group Insurance Consultant, Service existing Medicare and Group Insurance clients, Maintaining relationships, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 2. Hawthorne Capital Wealth Advisors, LLC., Start Date: 10/07/2022, 165 N. Meramec Ave., Ste. 430, Clayton, MO 63105, LLC, Rent Office Space and Share Office Expenses, Principal, Rent office space and share office expenses, Not Investment Related, 1 Hour per month, Less than 1 Hour per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-22 |
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