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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-19
MN RA APPROVED 2024-01-11
  • TX RA
    APPROVED_RES
    Since 2024-11-19
  • MN RA
    APPROVED
    Since 2024-01-11

Branch Locations

100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Minneapolis MN 08/2021 Present
Mml Investors Services, Llc Minneapolis MN 06/2021 Present
2Nd Swing Golf Minneapolis MN 03/2021 06/2021
North Oaks Golf Club North Oaks MN 06/2016 03/2021
Mounds View High School Arden Hills MN 07/2013 06/2018
  • 08/2021 → Present
    Mass Mutual Life Insurance Company
    Minneapolis, MN
  • 06/2021 → Present
    Minneapolis, MN
  • 03/2021 → 06/2021
    2Nd Swing Golf
    Minneapolis, MN
  • 06/2016 → 03/2021
    North Oaks Golf Club
    North Oaks, MN
  • 07/2013 → 06/2018
    Mounds View High School
    Arden Hills, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-04
  • S66 Uniform Combined State Law Examination
    2023-05-04

View on SEC IAPD

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