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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-02
TX RA APPROVED 2023-05-31
  • AZ RA
    APPROVED
    Since 2023-06-02
  • TX RA
    APPROVED
    Since 2023-05-31

Branch Locations

14321 North Northsight Blvd?, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Scottsdale AZ 06/2021 Present
Randstad Scottsdale AZ 12/2020 05/2021
Reqroute, Inc Phoenix AZ 08/2020 12/2020
Unemployed Phoenix AZ 01/2016 08/2020
Vanguard Advisers, Inc. Scottsdale AZ 05/2023 Present
Vanguard Marketing Corporation Scottsdale AZ 06/2021 Present
  • 06/2021 → Present
    The Vanguard Group, Inc
    Scottsdale, AZ
  • 12/2020 → 05/2021
    Randstad
    Scottsdale, AZ
  • 08/2020 → 12/2020
    Reqroute, Inc
    Phoenix, AZ
  • 01/2016 → 08/2020
    Unemployed
    Phoenix, AZ
  • 05/2023 → Present
    Scottsdale, AZ
  • 06/2021 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-23
S63 Uniform Securities Agent State Law Examination 2021-09-28
  • S66 Uniform Combined State Law Examination
    2023-05-23
  • S63 Uniform Securities Agent State Law Examination
    2021-09-28
Other Names
  • Neha Grover

View on SEC IAPD

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