Humphrey Gervasis Thomas

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Kovack Securities, Inc.
  Ft. Lauderdale, FL
• 05/2012 → Present
  Kovack Advisors, Inc.
  Ft. Lauderdale, FL

Previous Registrations

• 2007-01-19 → 2012-04-25
  Edward Jones
  Brownsville, TX
  Brownsville, TX

Other Businesses

1) DBA - HG THOMAS WEALTH MANAGEMENT, LLC - BROWNSVILLE, TX 78520; FINANCIAL PLANNING AND INVESTMENT SERVICES, INSURANCE, SOCIAL SECURITY PLANNING; INVESTMENT RELATED; CEO; FINANCIAL PLANNING AND INVESTMENT SERVICES, SOCIAL SECURITY PLANNING; 90% OF TIME SPENT 2) THOMAS DIVORCE ADVISORS, LLC - 2380 CENTRAL BLVD, BROWNSVILLE TX 78520; DIVORCE PLANNING; NON INVESTMENT RELATED; PARTNER; DAY TO DAY MANAGEMENT; 3% OF TIME SPENT 3) NORTH BROWNSVILLE ROTARY - 515 W. 4TH STREET, TX; NON-INVESTMENT RELATED; CIVIL SERVICE; MEMBER; 1% OF TIME SPENT. 4) THOMAS RENTALS - SERU LORAWEG 86 CURACAO; START DATE SEPTEMBER 22, 2025; NON-INVESTMENT RELATED; REAL ESTATE; OWNER; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2006-12-29
• S63 Uniform Securities Agent State Law Examination
  2005-04-22

Other Names

• Thomas Gervasis Humphrey