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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-11-07
TX RA APPROVED 2012-06-25
  • GA RA
    APPROVED
    Since 2014-11-07
  • TX RA
    APPROVED
    Since 2012-06-25

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

2380 Central Blvd, Brownsville, TX 78520 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Ft. Lauderdale FL 05/2012 Present
Kovack Advisors, Inc. Ft. Lauderdale FL 05/2012 Present
  • 05/2012 → Present
    Kovack Securities, Inc.
    Ft. Lauderdale, FL
  • 05/2012 → Present
    Ft. Lauderdale, FL
Previous Registrations
  • 2007-01-19 → 2012-04-25
    Brownsville, TX
    Brownsville, TX
Other Businesses

1) DBA - HG THOMAS WEALTH MANAGEMENT, LLC - BROWNSVILLE, TX 78520; FINANCIAL PLANNING AND INVESTMENT SERVICES, INSURANCE, SOCIAL SECURITY PLANNING; INVESTMENT RELATED; CEO; FINANCIAL PLANNING AND INVESTMENT SERVICES, SOCIAL SECURITY PLANNING; 90% OF TIME SPENT 2) THOMAS DIVORCE ADVISORS, LLC - 2380 CENTRAL BLVD, BROWNSVILLE TX 78520; DIVORCE PLANNING; NON INVESTMENT RELATED; PARTNER; DAY TO DAY MANAGEMENT; 3% OF TIME SPENT 3) NORTH BROWNSVILLE ROTARY - 515 W. 4TH STREET, TX; NON-INVESTMENT RELATED; CIVIL SERVICE; MEMBER; 1% OF TIME SPENT. 4) THOMAS RENTALS - SERU LORAWEG 86 CURACAO; START DATE SEPTEMBER 22, 2025; NON-INVESTMENT RELATED; REAL ESTATE; OWNER; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-29
S63 Uniform Securities Agent State Law Examination 2005-04-22
  • S66 Uniform Combined State Law Examination
    2006-12-29
  • S63 Uniform Securities Agent State Law Examination
    2005-04-22
Other Names
  • Thomas Gervasis Humphrey

View on SEC IAPD

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