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521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-13 |
Branch Locations
29 South Main St., Suite 300, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2021 | 06/2024 |
| The Hartford Investment Management Company | Hartford | CT | 06/2020 | 08/2020 |
| The University Of Scranton | Scranton | PA | 08/2016 | 05/2021 |
| The S/L/A/M Collaborative Inc. | Glastonbury | CT | 06/2019 | 06/2020 |
| Middle/ High School | Glastonbury | CT | 06/2011 | 06/2019 |
| Livenation Entertainment | Hartford | CT | 05/2015 | 06/2017 |
| Usi Insurance | Glastonbury | CT | 06/2017 | 02/2018 |
| Wealthspire Advisors Llc | West Hartford | CT | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-06 |
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