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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-02-13 |
| OK | RA | APPROVED | 2026-02-12 |
| TX | RA | APPROVED | 2026-02-12 |
| CO | RA | APPROVED | 2026-01-23 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Denver | CO | 05/2021 | 11/2025 |
| Allied Concessions Group | Denver | CO | 08/2020 | 02/2021 |
| Securitas Securities | Littleton | CO | 05/2016 | 09/2019 |
| Unemplyed | Castle Pines | CO | 10/2019 | 07/2020 |
| Thrivent Investment Management Inc. | Minneapolis | MN | 11/2025 | Present |
| Thrivent Financial | Appleton | WI | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-13 |
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