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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Covington | KY | 05/2021 | 07/2024 |
| Olive Garden | Dayton | OH | 08/2019 | 05/2021 |
| Breakthrough Collaborative | Fort Worth | TX | 06/2020 | 08/2020 |
| Breakthrough Collaborative | Fort Worth | TX | 06/2019 | 08/2019 |
| Dewey's Pizza | Dayton | OH | 08/2019 | 05/2020 |
| Graeter's Ice Cream | Cincinnati | OH | 03/2015 | 06/2019 |
| Vector Marketing | Blue Ash | OH | 04/2017 | 08/2017 |
| The University Of Dayton | Dayton | OH | 08/2017 | 05/2021 |
| Pnc Investments Llc | Cincinnati | OH | 12/2024 | Present |
| Amador | Newport | KY | 08/2024 | 10/2024 |
| Olive Garden | Cincinnati | OH | 11/2024 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-04 |
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