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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-03-17 |
Branch Locations
122 Granite Street, Westerly, RI 02891 • United States
244 Post Road, Westerly, RI 02891 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westerly Community Credit Union | Westerly | RI | 05/2016 | Present |
| Lpl Financial | Westerly | RI | 05/2021 | Present |
1-12/2019 / Richia Allen / Notary / Investment Related / 1 HR MNTH / During Trading / Waverly, RI 2- 05/2021 / Investment products and services are offered through LPL Financial LLC using the DBA/trade name Members Financial Services - Investment Related - At Reported Business Location(s) 3- 06/16/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name WCCU Wealth Management - Investment Related - At Reported Business Location(s) - Start Date 06/13/2023 - 0 Hours Per Month/ Hours During Securities Trading 4- 07/01/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name WCCU Wealth Management - Investment Related - At Reported Business Location(s) - Start Date 04/01/2023 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-20 |
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