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Nicholas G. Aube

Strategic Advisers LLC

Denver, CO

Denver, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

1801 Wewatta St. Suite 100 And 925, Denver, CO 80202-6319 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Medical University Of South Carolina Charleston SC 08/2016 01/2019
Carolina Botanical Genetics Ridgeville SC 01/2019 02/2020
Sycamore Biopharma Inc Columbia SC 03/2020 04/2021
College Of Charleston Charleston SC 08/2014 06/2018
Fidelity Investments Merrimack NH 05/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 08/2016 → 01/2019
    Medical University Of South Carolina
    Charleston, SC
  • 01/2019 → 02/2020
    Carolina Botanical Genetics
    Ridgeville, SC
  • 03/2020 → 04/2021
    Sycamore Biopharma Inc
    Columbia, SC
  • 08/2014 → 06/2018
    College Of Charleston
    Charleston, SC
  • 05/2021 → Present
    Fidelity Investments
    Merrimack, NH
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-05-24 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-03
S63 Uniform Securities Agent State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2023-05-03
  • S63 Uniform Securities Agent State Law Examination
    2021-10-01
Other Names
  • Nicholas Gilles Aube
  • Nicholas Aube

View on SEC IAPD

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Other Investors

TRISHA RENEA MINGO
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Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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