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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-21 |
Branch Locations
29 S Main St Ste 201, West Hartford, CT 06107-2454 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Hartford | CT | 06/2021 | 01/2024 |
| Wardrobe Llc | Hartford | CT | 03/2020 | 03/2023 |
| Kidco | Newington | CT | 04/2015 | 03/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2024 | Present |
| Northwestern Mutual Investment Services Llc | West Hartford | CT | 05/2024 | Present |
| Unemployed | West Hartford | CT | 02/2024 | 03/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2024 | Present |
1. DRIVER, DOORDASH, 122 CORTLAND CIRCLE, WEST HARTFORD, , CONNECTICUT, 06110, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/03/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, DELIVERY SERVICE. NON INVESTMENT RELATED. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-26 |
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