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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-21 |
| AZ | RA | APPROVED | 2022-08-04 |
| TX | RA | APPROVED | 2022-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2021 | 04/2022 |
| University Of Wisconsin-Madison | Madison | WI | 08/2017 | 05/2021 |
| Wisconsin State Public Defenders Office | Madison | WI | 09/2020 | 03/2021 |
| University Of Wisconsin Foundation-Badger Call | Madison | WI | 09/2018 | 08/2019 |
| Avtex Solutions | Bloomington | MN | 05/2018 | 08/2018 |
| Rudy's Redeye Grill | Lakeville | MN | 10/2015 | 08/2018 |
| Lakeville South High School | Lakeville | MN | 09/2013 | 06/2017 |
| Morgan Stanley | Minneapolis | MN | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-16 |
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