Best Investors Account Sign in

Luis Alfredo Morales Montanez

LPl Financial LLC

San Diego, CA

Las Vegas, NV

CRD 7381849

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-24
NV RA APPROVED 2025-11-24
  • CA RA
    APPROVED
    Since 2025-11-24
  • NV RA
    APPROVED
    Since 2025-11-24

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 02/2022 Present
Aerotek - Contractors San Diego CA 05/2021 02/2022
United States Marine Corps Camp Pendleton North CA 03/2017 03/2021
Upr Carolina Carolina PR 11/2015 03/2017
  • 02/2022 → Present
    Lpl Financial Llc
    San Diego, CA
  • 05/2021 → 02/2022
    Aerotek - Contractors
    San Diego, CA
  • 03/2017 → 03/2021
    United States Marine Corps
    Camp Pendleton North, CA
  • 11/2015 → 03/2017
    Upr Carolina
    Carolina, PR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-03
  • S66 Uniform Combined State Law Examination
    2025-05-03
Other Names
  • Luis Alfredo Morales Montanez
  • Luis Alfredo Moralesmontanez

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RBC CAPITAL MARKETS, LLC

Nearby Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

More in San Diego, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor