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Sophia Tashie Grace Williams

Ubs Financial Services Inc.

Memphis, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-11-28
  • TN RA
    APPROVED
    Since 2022-11-28

Branch Locations

6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Memphis Memphis TN 08/2016 05/2020
Unemployed Memphis TN 03/2021 05/2021
Fidelity Investments Germantown TN 05/2021 Present
Shred 415 Memphs TN 01/2020 03/2021
  • 08/2016 → 05/2020
    University Of Memphis
    Memphis, TN
  • 03/2021 → 05/2021
    Unemployed
    Memphis, TN
  • 05/2021 → Present
    Fidelity Investments
    Germantown, TN
  • 01/2020 → 03/2021
    Shred 415
    Memphs, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-03
S63 Uniform Securities Agent State Law Examination 2022-02-02
  • S66 Uniform Combined State Law Examination
    2022-11-03
  • S63 Uniform Securities Agent State Law Examination
    2022-02-02
Other Names
  • Sophia Grace Tashie

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
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