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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-17
MN RA APPROVED 2022-08-24
  • TX RA
    APPROVED
    Since 2023-02-17
  • MN RA
    APPROVED
    Since 2022-08-24

Branch Locations

7212 Metro Blvd., Edina, MN 55439 • United States

Edina, MN • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 06/2022 Present
Refereeing - Self Employed South St. Paul MN 09/2015 Present
Exceed Hockey Goals Woodbury MN 07/2018 08/2019
Amec Home Loans Edina MN 04/2020 05/2021
Goldy's Locker Room Minnetonka MN 08/2019 09/2019
Fathom Advisors Intern MN 06/2021 08/2021
  • 06/2022 → Present
    Minneapolis, MN
  • 09/2015 → Present
    Refereeing - Self Employed
    South St. Paul, MN
  • 07/2018 → 08/2019
    Exceed Hockey Goals
    Woodbury, MN
  • 04/2020 → 05/2021
    Amec Home Loans
    Edina, MN
  • 08/2019 → 09/2019
    Goldy's Locker Room
    Minnetonka, MN
  • 06/2021 → 08/2021
    Fathom Advisors
    Intern, MN
Other Businesses

Outside Employment; Minnesota Hockey District 8; Independent Contractor- On Ice Official - On Ice Hockey Official; ; 344 13th Ave South, , South St Paul, MN, 55075; Not Investment-Related; 09/01/2015; 1 to 9 hours per month; 0 during trading hours / Saint Paul Hockey Officials Association; Independent Contractor- On Ice Official - On Ice Hockey Official; ; 2124 Woodlynn Ave Unit # 2 C, , St. Paul, MN, 55106; Not Investment-Related; 09/01/2018; 1 to 9 hours per month; 0 during trading hours / Minnesota Hockey Officials Association; Independent Contractor- On Ice Official - On Ice Hockey Official; ; PO Box 22005, , Eagan, MN, 55122; Not Investment-Related; 09/01/2019; 1 to 9 hours per month; 0 during trading hours / Certainty of Uncertainty, LLC; Financial Advisor; compensation received from an advisor owned entity established to manage the practice.; 7212 Metro Blvd, , Edina, MN, 55439; Investment-Related; 04/15/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-11
  • S66 Uniform Combined State Law Examination
    2022-08-11
Other Names
  • Cole Patrick Buhl
  • Cole Buhl

View on SEC IAPD

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