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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-23
  • TX RA
    APPROVED
    Since 2023-09-23

Branch Locations

17044 Lexington Blvd, Sugar Land, TX 77479 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

1470 W Grand Pkwy S, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Sugar Land TX 05/2021 08/2023
J.P. Morgan Securities Llc Houston TX 05/2021 01/2022
First Horizon Bank Sugar Land TX 12/2019 05/2021
A1 Financial Houston TX 08/2019 12/2019
Faysal Bank Ltd Karachi 10/2015 12/2016
J.P. Morgan Securities Llc Sugar Land TX 12/2021 08/2023
Dm Communications Llc Houston TX 03/2019 07/2019
Unemployed Houston TX 01/2017 02/2019
Wells Fargo Clearing Services, Llc Sugar Land TX 08/2023 Present
Wells Fargo Bank, Na Sugar Land TX 08/2023 Present
  • 05/2021 → 08/2023
    Jpmorgan Chase Bank, N.A.
    Sugar Land, TX
  • 05/2021 → 01/2022
    J.P. Morgan Securities Llc
    Houston, TX
  • 12/2019 → 05/2021
    First Horizon Bank
    Sugar Land, TX
  • 08/2019 → 12/2019
    A1 Financial
    Houston, TX
  • 10/2015 → 12/2016
    Faysal Bank Ltd
    Karachi
  • 12/2021 → 08/2023
    J.P. Morgan Securities Llc
    Sugar Land, TX
  • 03/2019 → 07/2019
    Dm Communications Llc
    Houston, TX
  • 01/2017 → 02/2019
    Unemployed
    Houston, TX
  • 08/2023 → Present
    Sugar Land, TX
  • 08/2023 → Present
    Wells Fargo Bank, Na
    Sugar Land, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-22
S63 Uniform Securities Agent State Law Examination 2021-10-11
  • S65 Uniform Investment Adviser Law Examination
    2023-09-22
  • S63 Uniform Securities Agent State Law Examination
    2021-10-11
Other Names
  • Abbas Dhanji
  • Muhammad Abbas

View on SEC IAPD

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