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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-23 |
Branch Locations
17044 Lexington Blvd, Sugar Land, TX 77479 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
1470 W Grand Pkwy S, Katy, TX 77494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Sugar Land | TX | 05/2021 | 08/2023 |
| J.P. Morgan Securities Llc | Houston | TX | 05/2021 | 01/2022 |
| First Horizon Bank | Sugar Land | TX | 12/2019 | 05/2021 |
| A1 Financial | Houston | TX | 08/2019 | 12/2019 |
| Faysal Bank Ltd | Karachi | 10/2015 | 12/2016 | |
| J.P. Morgan Securities Llc | Sugar Land | TX | 12/2021 | 08/2023 |
| Dm Communications Llc | Houston | TX | 03/2019 | 07/2019 |
| Unemployed | Houston | TX | 01/2017 | 02/2019 |
| Wells Fargo Clearing Services, Llc | Sugar Land | TX | 08/2023 | Present |
| Wells Fargo Bank, Na | Sugar Land | TX | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-11 |
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