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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-24 |
| TX | RA | APPROVED_RES | 2020-03-19 |
| CO | RA | APPROVED | 2009-06-01 |
Branch Locations
7811 University Pointe Drive Suite 100, Fort Myers, FL 33907 • United States
121 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 04/2015 | Present |
| Morgan Stanley Smith Barney Llc | Colorado Springs | CO | 01/2015 | Present |
*563074- Colorado Springs Nursery Centers Foundation Board; Investment related -No; Colorado Springs, Colorado; Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2024; During business hours: 1; After business hours: 0; Review and ask questions regarding the third party institutional manager's portfiolio in regards to the risk and returns being generated by the portfolio. Offer suggestions in regards to the policies and proceedures in place to protect the foundation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-05 |
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