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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-10-12 |
| NH | RA | APPROVED | 2023-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 07/2023 | Present |
| Cantella & Co., Inc. | Malden | MA | 11/2022 | 07/2023 |
| Chestnut Hill Wealth Management Group | Methuen | MA | 05/2021 | 11/2022 |
| Unemployed | Methuen | MA | 02/2021 | 05/2021 |
| Fedpoint | Portsmouth | NH | 03/2019 | 02/2021 |
| John Hancock Life Insurance Company | Portsmouth | NH | 02/2014 | 03/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2023, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 2) JENNIFER BAKER, 4 TRAVIS COVE ROAD KINGSTON NH, 01/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 5 HR/MO 3 HR TRADING 3) AXIOM WEALTH PARTNERS LLC, 4 TRAVIS COVE RD KINGSTON NH, 06/2024, OWNER, USING A TRADE NAME/DBA, INV REL, 1 HR/MO 0 HR/MO TRADING 4) AXIOM WEALTH PARTNERS, 4 TRAVIS COVE RD KINGSTON NH, 01/2024, OWNER, DBA, INV REL, 20 HR/MO 10 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-13 |
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