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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-07-14
  • IN RA
    APPROVED
    Since 2023-07-14

Branch Locations

10435 Commerce Drive Suite 140, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lowe's Whitestown IN 03/2018 08/2020
Bod Financial Group Llc Fort Wayne IN 05/2021 04/2022
Sanctuary Wealth Indianapolis IN 05/2021 08/2021
Northwestern Mutual Carmel IN 05/2022 07/2022
Fsa Advisors Llc Indianapolis IN 11/2022 Present
Indiana University Bloomington IN 08/2018 05/2022
N/A Zionsville IN 08/2022 10/2022
Zionsville Community High School Zionsville IN 08/2014 05/2018
Cetera Advisor Networks El Segundo CA 12/2022 04/2023
Cetera Wealth Services, Llc El Segundo CA 04/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2023 Present
Apex Wealth Services Llc Carmel IN 02/2025 Present
  • 03/2018 → 08/2020
    Lowe's
    Whitestown, IN
  • 05/2021 → 04/2022
    Bod Financial Group Llc
    Fort Wayne, IN
  • 05/2021 → 08/2021
    Sanctuary Wealth
    Indianapolis, IN
  • 05/2022 → 07/2022
    Northwestern Mutual
    Carmel, IN
  • 11/2022 → Present
    Fsa Advisors Llc
    Indianapolis, IN
  • 08/2018 → 05/2022
    Indiana University
    Bloomington, IN
  • 08/2022 → 10/2022
    N/A
    Zionsville, IN
  • 08/2014 → 05/2018
    Zionsville Community High School
    Zionsville, IN
  • 12/2022 → 04/2023
    Cetera Advisor Networks
    El Segundo, CA
  • 04/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2023 → Present
    Schaumburg, IL
  • 02/2025 → Present
    Apex Wealth Services Llc
    Carmel, IN
Other Businesses

1. NAME OF OTHER BUSINESS: FSA ADVISORS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES RELATED DBA; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PREPARE MATERIALS, REPORTS, AND VARIOUS OTHER ILLUSTRATIONS IN ALIGNMENT WITH CLIENT RISK TOLERANCE AND TIMEFRAME USED IN MEETING WITH CLIENTS. ATTEND CLIENT MEETINGS AS REQUESTED TO FACILITATE DOCUMENTATION AND POSTING OF NOTES; 2. NAME OF OTHER BUSINESS: APEX WEALTH SERVICES LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-08
S63 Uniform Securities Agent State Law Examination 2023-07-06
  • S65 Uniform Investment Adviser Law Examination
    2023-07-08
  • S63 Uniform Securities Agent State Law Examination
    2023-07-06
Other Names
  • Connor James Wagoner
  • Connor Wagoner

View on SEC IAPD

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