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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-07-14 |
Branch Locations
10435 Commerce Drive Suite 140, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lowe's | Whitestown | IN | 03/2018 | 08/2020 |
| Bod Financial Group Llc | Fort Wayne | IN | 05/2021 | 04/2022 |
| Sanctuary Wealth | Indianapolis | IN | 05/2021 | 08/2021 |
| Northwestern Mutual | Carmel | IN | 05/2022 | 07/2022 |
| Fsa Advisors Llc | Indianapolis | IN | 11/2022 | Present |
| Indiana University | Bloomington | IN | 08/2018 | 05/2022 |
| N/A | Zionsville | IN | 08/2022 | 10/2022 |
| Zionsville Community High School | Zionsville | IN | 08/2014 | 05/2018 |
| Cetera Advisor Networks | El Segundo | CA | 12/2022 | 04/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2023 | Present |
| Apex Wealth Services Llc | Carmel | IN | 02/2025 | Present |
1. NAME OF OTHER BUSINESS: FSA ADVISORS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES RELATED DBA; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PREPARE MATERIALS, REPORTS, AND VARIOUS OTHER ILLUSTRATIONS IN ALIGNMENT WITH CLIENT RISK TOLERANCE AND TIMEFRAME USED IN MEETING WITH CLIENTS. ATTEND CLIENT MEETINGS AS REQUESTED TO FACILITATE DOCUMENTATION AND POSTING OF NOTES; 2. NAME OF OTHER BUSINESS: APEX WEALTH SERVICES LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-06 |
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