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Spencer Tabor

Ubs Financial Services Inc.

Lexington, KY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-07-28
TN RA APPROVED 2022-03-18
  • KY RA
    APPROVED
    Since 2023-07-28
  • TN RA
    APPROVED
    Since 2022-03-18

Branch Locations

307 South Ashland, Lexington, KY 40502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Johnson City TN 05/2021 10/2023
Regions Bank Johnson City TN 07/2018 05/2021
Whitaker Bank Mount Sterling KY 05/2015 06/2018
Morehead State University Morehead KY 08/2014 05/2018
Ubs Financial Services Lexington KY 10/2023 Present
  • 05/2021 → 10/2023
    Ubs Financial Services
    Johnson City, TN
  • 07/2018 → 05/2021
    Regions Bank
    Johnson City, TN
  • 05/2015 → 06/2018
    Whitaker Bank
    Mount Sterling, KY
  • 08/2014 → 05/2018
    Morehead State University
    Morehead, KY
  • 10/2023 → Present
    Ubs Financial Services
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-18
  • S66 Uniform Combined State Law Examination
    2022-03-18

View on SEC IAPD

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AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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